Banking

You went in to open an account. You came out with three products.

A bank is the custodian of a person's money and, at the same moment, is running a sales operation on them. Both things are true at once, and only one of them is obvious.

The decision

What is actually being decided.

A bank is the custodian of a person's money and, at the same moment, is running a sales operation on them. Both things are true at once, and only one of them is obvious.

What is being decidedWho holds your money, and what you agree to while it is being held.
Who oversees itFCAC supervises how banks treat and sell to customers. OSFI supervises whether they stay solvent, which is a different job. OBSI handles the complaint when the bank cannot. Confusing the three is the most common mistake a person makes.
Check it yourself. FCAC list of regulated entities · FCAC decisions and proceedings. These are published registers. Nothing on this page asks you to take our word for anything you can read at the source.
Where it comes apart

What actually goes wrong.

Not a list of villains. A list of places where the record and the relationship come apart, drawn from what the regulators themselves have published.

What FCAC concluded

A culture built to sell

Retail banking culture is predominantly focused on selling products and services, increasing the risk that consumers' interests are not always given the appropriate priority. That is FCAC's finding, in its own words.

What the shoppers found

Nearly half, on credit cards

Across 712 mystery shopping visits at the six largest banks, 45 per cent of credit card shoppers and 32 per cent of chequing shoppers reported an inappropriate product recommendation.

Who had it worse

Not everybody equally

FCAC recorded that shoppers who self-identified as visible minorities, Indigenous persons and students had more concerning experiences than other shoppers.

The complaint that never was

Never written down

FCAC's 2025 review found employees who did not understand what counted as a complaint, so it was never recorded, never started the clock, and never reached anybody.

What 4orm does

The same four moments, in this decision.

Every industry on this site gets the same four moments, because the relationship is the thing that repeats. Only the decision changes.

01

Before the branch

The person knows what they came in for, and has it written down, so a conversation that widens is visibly a conversation that widened.

02

At the recommendation

What was offered, what need it was said to answer, and what the person actually agreed to, captured as it happens.

03

On consent

Express consent for each product, recorded separately, because the law now requires each product to be its own agreement.

04

On a complaint

It is recorded as a complaint the moment it is one, which is the only way the fifty-six day obligation means anything.

Better financial decisions start with better relationships.

The person understands what they are deciding. The firm can show how it was handled. Both of those come out of the same conversation.

Experience 4orm Talk to us